An Ethical Framework - How It Works

Overview

Who creates and maintains ethics standards? Who is held to the standards? Who can file a complaint? How does a Peer Review complaint fit in? Who investigates and how? Can public information spur an investigation? Good questions? Hear the answers and all about cases that explain the issues when our expert fills in the back story. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.

Highlights

• Structure of Professional Ethics
• The Differences Between the Code of Professional Ethics as maintained by the AICPA, the Professional Ethics Executive Committee (PEEC), Joint Ethics Enforcement Program (JEEP) and Joint Trial Board
• What Happens When an Ethics Complaint is Received
• Case Studies

Prerequisites

None

Designed For

CEOs, CPAs, internal auditors, regulators, controllers, CFOs, compliance officers, risk managers

Objectives

Participants will walk away with an understanding of the differences in the ethics codes and related ethics committee as well as what to do should they fall under an ethics investigation.

Preparation

None

Notice

This course is provided by a third-party vendor. Please note that login instructions will not be available in the ‘My Upcoming CPE’ section of the NESCPA website. Instead, the login instructions will be sent directly to you via email by CPA Crossings. Upon completing the course, your hours will be recorded in the ‘My CPE Tracker’ section of the NESCPA website.